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PEAK Performance is Amplifying Wealth, Maximizing Retirement Income & Protecting Capital
This is the foundation of wealth management. It involves assessing your current financial situation, setting goals, and creating a roadmap to achieve those goals. It considers various aspects covered in the following tabs including Retirement Distribution Planning, Cash Flow Planning, Tax Planning & Optimization, Investment Management and Legacy Planning Our holistic planning process involves a range of services aimed at helping you strategize and prioritize your goals for growing and protecting your wealth and planning your legacy.
Align Your Portfolio with Your Goals
From the very beginning we have served individuals and mass affluent who want a firm to guide them to and through specialized wealth planning.
Those who choose PEAK are seeking the advantage of our uncommon expertise. We work with individuals who want unbiased and transparent financial advice provided to them by a fee-based fiduciary. Our clients know and trust our expertise, and that we put their best financial interests ahead of absolutely everything else.
We are honored to often be featured in the media because we have a reputation for financial expertise. However, we are considered a top advisory firm, not because the media trusts us, but because our clients have placed their trust in us, and we continue to earn their trust every day.
We provide our clients with the exact same advice and service we give to our families and closest friends. Managing your wealth is a task we take very seriously, and we know what it means to you and your family…the fulfillment of your dreams, securing your family’s legacy and creating the retirement you envision.
Registered Investment Advisor (RIA)
Our independence means your interests are placed above all else. RIA firms are registered with the Securities and Exchange Commission and are subject to the Investment Advisers Act of 1940, making RIAs some of the most highly regulated entities in the financial industry.
RIAs have a fiduciary duty to act in the best interest of their clients and use institutional custodians (like Charles Schwab) to hold and safeguard their clients’ investments. RIAs work with complex portfolios and address unique needs that require a highly customized level of investment expertise.
Unfortunately, not everyone providing financial advice is held to the same standard.
An investment adviser’s fiduciary duty under the Advisers Act comprises a duty of care and a duty of loyalty. This fiduciary duty requires an adviser “to adopt the [client's] goals, objectives, or ends.”
This means the adviser must, at all times, serve the best interest of its client and not subordinate its client’s interest to its own.
In other words, the investment adviser cannot place its own interests ahead of the interests of its client. This combination of care and loyalty obligations has been characterized as requiring the investment adviser to act in the “best interest” of its client at all times.
- U.S. Securities & Exchange Commission (SEC)
Commission Interpretation Regarding Standard of Conduct for Investment Advisers
At Peak American Financial, we honor time-tested traditions and remain committed to the careful stewardship of your wealth. Our guidance reflects a balanced respect for the proven methods of the past while embracing the principles that have long guided sound financial decision-making.
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