Investment Advisor Representative

Each of our Financial Advisors are Investment advisory representatives (IARs). Each are licensed professionals who work for investment advisory companies and provide personalized investment advice and financial planning services to individuals and businesses. They play a crucial role in helping clients navigate the complex world of investing.

To become an IAR, candidates must pass licensing exams. 

• They must register and pass credentialing exams certified by the Financial Industry Regulatory Authority (FINRA) and other regulatory agencies. They typically complete at least the Series 63 and Series 65 exams, though requirements vary by state. Once licensed, IARs must register with the U.S. Securities and Exchange Commission (SEC) or state securities regulators.

Retirement Specialists are not IARs.